Fines & Wines podcast

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Fines & Wines

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Fines & Wines is a podcast by TRADEliance - a consulting firm for firms in the U.S. financial industry focused on Trading Operations and Compliance issues. Listen in as Jesy and Kat discuss their take on some of the recent disciplinary actions shaping the financial industry over a glass of fine wine. Though these episodes are intended to be casual, and a fun take on discussing regulation, our consultants are serious when it comes to helping you out. www.tradeliance.com

13 episod

#Trading #Business News #Business #News #TRADEliance #Consulting #Compliance #FINRA #Disciplinary Actions #Operating Systems #Broker-dealer #SEC #Enforcement #Finance #Capital Markets #Fine

Fines & Wines

updated 6d ago

Kongsi

Laman utama siri•Feed

13 episod

#Trading #Business News #Business #News #TRADEliance #Consulting #Compliance #FINRA #Disciplinary Actions #Operating Systems #Broker-dealer #SEC #Enforcement #Finance #Capital Markets #Fine

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