The Autoblog Podcast is one of the oldest and most-listened to automotive podcasts anywhere. The show features a rotating panel of editors and guests hosted by Editor-in-Chief Greg Migliore. The gloves come off and the lively discussion has everything from the most important news of the week to the best and worst cars we're driving. The show traditionally wraps with the popular Spend My Money segment. With nearly 700 episodes, the podcast is a must-listen for automotive enthusiasts everywhere.
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David Lui - Compliance Controls for Advisers & Takeaways For Other Industries
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Kandungan disediakan oleh Compliance4. Semua kandungan podcast termasuk episod, grafik dan perihalan podcast dimuat naik dan disediakan terus oleh Compliance4 atau rakan kongsi platform podcast mereka. Jika anda percaya seseorang menggunakan karya berhak cipta anda tanpa kebenaran anda, anda boleh mengikuti proses yang digariskan di sini https://ms.player.fm/legal.
David Lui is the Co-Editor of Modern Compliance, an 835-page treatise focusing on best practices for compliance with American securities and financial services requirements. The book is published and distributed by Wolters Kluwer Financial Services and contains chapters written by 35 of the leading attorneys and compliance professionals in this area of practice. Lui edited the book with John H. Walsh, former Chief Counsel of the Securities and Exchange Commission’s Office of Compliance, Inspections and Examinations and Jason Mitchell, Chief Compliance Officer of a Investment Adviser in Minneapolis. David is a nationally recognized speaker on compliance issues. David earned a B.A. in History from Brown University and a Juris Doctor from the University of California, Hastings College of the Law. Modern Compliance: Best Practices for Securities and Finances The book helps compliance professionals understand the internal control structure and ethical considerations necessary to navigate one of the most challenging roles in American business today—that of a chief compliance officer at a financial services firm With this book, we’re giving compliance professionals the resources they need for the greatest chance of success.
…
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4 episod
MP3•Laman utama episod
Manage episode 204780959 series 2097583
Kandungan disediakan oleh Compliance4. Semua kandungan podcast termasuk episod, grafik dan perihalan podcast dimuat naik dan disediakan terus oleh Compliance4 atau rakan kongsi platform podcast mereka. Jika anda percaya seseorang menggunakan karya berhak cipta anda tanpa kebenaran anda, anda boleh mengikuti proses yang digariskan di sini https://ms.player.fm/legal.
David Lui is the Co-Editor of Modern Compliance, an 835-page treatise focusing on best practices for compliance with American securities and financial services requirements. The book is published and distributed by Wolters Kluwer Financial Services and contains chapters written by 35 of the leading attorneys and compliance professionals in this area of practice. Lui edited the book with John H. Walsh, former Chief Counsel of the Securities and Exchange Commission’s Office of Compliance, Inspections and Examinations and Jason Mitchell, Chief Compliance Officer of a Investment Adviser in Minneapolis. David is a nationally recognized speaker on compliance issues. David earned a B.A. in History from Brown University and a Juris Doctor from the University of California, Hastings College of the Law. Modern Compliance: Best Practices for Securities and Finances The book helps compliance professionals understand the internal control structure and ethical considerations necessary to navigate one of the most challenging roles in American business today—that of a chief compliance officer at a financial services firm With this book, we’re giving compliance professionals the resources they need for the greatest chance of success.
…
continue reading
4 episod
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